ROSE SMART GROWTH INVESTMENT ADVISORS, LLC

NEW YORK, New York·8 registered advisors·CRD# 161271
SEC# 801-738670917-542-3600
01

Firm Overview

AUM
$2.0B
Regulatory assets under management
Employees
55
Total firm employees
Advisors
8
Registered representatives
02

Services & Fees

Advisory Services
Pension consulting
Compensation
Percentage of AUM
Performance-based fees
Other: ACQUISITION, REFINANCING & DISPOSITION FEES
03

Specialties

Retirement Planning
04

Advisors at ROSE SMART GROWTH INVESTMENT ADVISORS, LLC

8 registered advisors
Carolyn Au
NEW YORK, New York
Gwen Rowden
NEW YORK, New York
Jonathan F.p. Rose
NEW YORK, New York
Michael Dennis Daly
NEW YORK, New York
Michael Jhett Arman
NEW YORK, New York
Sanjay Chauhan
NEW YORK, New York
Thomas Patrick Loftus
NEW YORK, New York
Virginia Margaret Plithides
NEW YORK, New York
05

Office Locations

NEW YORK, New York
8 advisors

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Data sourced from SEC Form ADV filings. ROSE SMART GROWTH INVESTMENT ADVISORS, LLC (CRD# 161271) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.