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ROCK MAPLE SERVICES, LLC
ROCK MAPLE SERVICES, LLC
NEW YORK, New York
·
3 registered advisors
·
CRD# 143486
SEC# 801-68857
212-813-2720
01
Firm Overview
AUM
$252M
Regulatory assets under management
Employees
7
Total firm employees
Advisors
3
Registered representatives
02
Services & Fees
Advisory Services
Security ratings or pricing services
Compensation
Percentage of AUM
Performance-based fees
03
Advisors at ROCK MAPLE SERVICES, LLC
3 registered advisors
Douglas Christian Fincher
NEW YORK, New York
CRD# 1702676
Ken Chan
NEW YORK, New York
CRD# 5281504
Tatjana Maria Vanjak
NEW YORK, New York
CRD# 2239446
05
Office Locations
NEW YORK, New York
3 advisors
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Data sourced from SEC Form ADV filings. ROCK MAPLE SERVICES, LLC (CRD# 143486) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.