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PROVIDENCE CAPITAL ADVISORS, LLC
PROVIDENCE CAPITAL ADVISORS, LLC
CHARLOTTE, North Carolina
·
6 registered advisors
·
CRD# 174631
SEC# 801-107683
0
(704) 215-4420
01
Firm Overview
AUM
$770M
Regulatory assets under management
Employees
13
Total firm employees
Advisors
6
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Compensation
Percentage of AUM
Hourly charges
03
Specialties
Financial Planning
Investment Management
04
Advisors at PROVIDENCE CAPITAL ADVISORS, LLC
6 registered advisors
Brian P Alderson
CHARLOTTE, North Carolina
CRD# 5526339
Brian Summers Jones
CHARLOTTE, North Carolina
CRD# 4508120
Melissa Stewart Wall
CHARLOTTE, North Carolina
CRD# 4750588
Stephen Patrick Ratcliffe
CHARLOTTE, North Carolina
CRD# 4497072
Thomas Michael Searson
CHARLOTTE, North Carolina
CRD# 4915647
W Chris Wrenn
CHARLOTTE, North Carolina
CRD# 6033232
05
Office Locations
CHARLOTTE, North Carolina
6 advisors
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Data sourced from SEC Form ADV filings. PROVIDENCE CAPITAL ADVISORS, LLC (CRD# 174631) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.