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PRESTON CAPITAL LLC
PRESTON CAPITAL LLC
PRESTON CAPITAL
ALISO VIEJO, California
·
5 registered advisors
·
CRD# 328417
SEC# 801-128923
1
949-272-2000
01
Firm Overview
AUM
$1.0B
Regulatory assets under management
Employees
19
Total firm employees
Advisors
5
Registered representatives
02
Services & Fees
Advisory Services
Pension consulting
Compensation
Percentage of AUM
Performance-based fees
03
Specialties
Retirement Planning
04
Advisors at PRESTON CAPITAL LLC
5 registered advisors
Christopher Michael Caputo
ALISO VIEJO, California
CRD# 6331609
David Franklin Posnick
ALISO VIEJO, California
CRD# 1389553
Jonathan Christopher Brooks
ALISO VIEJO, California
CRD# 7810049
Jonathan James Nelson
ALISO VIEJO, California
CRD# 7810031
William Jonathan Hogan
ALISO VIEJO, California
CRD# 7810045
05
Office Locations
ALISO VIEJO, California
5 advisors
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Data sourced from SEC Form ADV filings. PRESTON CAPITAL LLC (CRD# 328417) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.