NOMURA SECURITIES INTERNATIONAL, INC.

NEW YORK, New York·20 registered advisors·CRD# 4297
SEC# 801-729910212-667-9000
01

Firm Overview

AUM
—
Regulatory assets under management
Employees
13
Total firm employees
Advisors
20
Registered representatives
02

Services & Fees

Advisory Services
Market timing services
Other
Compensation
Other: NEGOTIATED FEES FOR RESEARCH-RELATED SERVICES
03

Advisors at NOMURA SECURITIES INTERNATIONAL, INC.

20 registered advisors
Arthur Sanford Ainsberg
NEW YORK, New York
Atsushi Yoshikawa
NEW YORK, New York
Christopher Stephen Vickery
NEW YORK, New York
Ciaran Thomas Okelly
NEW YORK, New York
David Alan Leibowitz
NEW YORK, New York
David Scott Moser
NEW YORK, New York
Gregory James Dumark
NEW YORK, New York
Henson Jones Orser
NEW YORK, New York
James Anthony Denaut
NEW YORK, New York
James Christopher Giancarlo
NEW YORK, New York
Jeffrey Alan Michaels
NEW YORK, New York
Laura Simone Unger
NEW YORK, New York
Michael John Jr Rietbrock
NEW YORK, New York
Samir Popatlal Patel
NEW YORK, New York
Satoshi Kawamura
NEW YORK, New York
Stephen John Kilcullen
NEW YORK, New York
Vincent Anthony Primiano
NEW YORK, New York
William Francis Jr Hughes
NEW YORK, New York
Yasushi Takayama
NEW YORK, New York
Yo Akatsuka
NEW YORK, New York
05

Office Locations

NEW YORK, New York
20 advisors

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Data sourced from SEC Form ADV filings. NOMURA SECURITIES INTERNATIONAL, INC. (CRD# 4297) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.