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NLG CAPITAL, INC.
NLG CAPITAL, INC.
MONTPELIER, Vermont
·
14 registered advisors
·
CRD# 109396
SEC# 801-57721
1
802-229-3773
01
Firm Overview
AUM
$35.9B
Regulatory assets under management
Employees
43
Total firm employees
Advisors
14
Registered representatives
02
Services & Fees
Advisory Services
Selection of other advisers
Security ratings or pricing services
Compensation
Other: AT COST TO AN AFFILIATE
03
Specialties
Wealth Management
04
Advisors at NLG CAPITAL, INC.
14 registered advisors
David Russell Morgan
MONTPELIER, Vermont
CRD# 1457549
Greg M. Mateja
MONTPELIER, Vermont
CRD# 7384212
Gregory Donald Woodworth
MONTPELIER, Vermont
CRD# 6004908
Jason Joseph Doiron
MONTPELIER, Vermont
CRD# 4965652
John Birch
MONTPELIER, Vermont
CRD# 2628693
Lawrence Jermone Caron
MONTPELIER, Vermont
CRD# 4362957
Lisa Francesca Muller
MONTPELIER, Vermont
CRD# 5599199
Michael Domenic Dellipriscoli
MONTPELIER, Vermont
CRD# 5028933
Peter Dominic Trojano
MONTPELIER, Vermont
CRD# 2939588
Philip Guy Partridge
MONTPELIER, Vermont
CRD# 3099017
Robert J Lewton
MONTPELIER, Vermont
CRD# 5819544
Sarah Jean Vanbeck
MONTPELIER, Vermont
CRD# 6864740
Thomas Hyde Brownell
MONTPELIER, Vermont
CRD# 4584682
Timothy Van Ryder
MONTPELIER, Vermont
CRD# 3096529
05
Office Locations
MONTPELIER, Vermont
14 advisors
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Data sourced from SEC Form ADV filings. NLG CAPITAL, INC. (CRD# 109396) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.