NEOS INVESTMENT MANAGEMENT, LLC

WESTPORT, Connecticut·1 registered advisor·CRD# 321256
SEC# 801-1261010203-298-7300
01

Firm Overview

AUM
$1.4B
Regulatory assets under management
Employees
14
Total firm employees
Advisors
1
Registered representatives
02

Services & Fees

Advisory Services
Portfolio management (pooled investments)
Selection of other advisers
Other
Compensation
Percentage of AUM
03

Specialties

Investment ManagementWealth ManagementFee-Only Advisory
04

Advisors at NEOS INVESTMENT MANAGEMENT, LLC

1 registered advisor
Troy Michael Cates
WESTPORT, Connecticut
05

Office Locations

WESTPORT, Connecticut
1 advisor

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Data sourced from SEC Form ADV filings. NEOS INVESTMENT MANAGEMENT, LLC (CRD# 321256) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.