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LOF LOPEZ & ASSOCIATES, LLC
LOF LOPEZ & ASSOCIATES, LLC
TUCSON, Arizona
·
2 registered advisors
·
CRD# 144370
SEC# 801-68036
520-881-2523
01
Firm Overview
AUM
$84M
Regulatory assets under management
Employees
9
Total firm employees
Advisors
2
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Compensation
Percentage of AUM
Subscription fees
Commissions
Other: SOLICITOR/REFERRAL FEES
03
Specialties
Financial Planning
Investment Management
Wealth Management
04
Advisors at LOF LOPEZ & ASSOCIATES, LLC
2 registered advisors
Christopher Jason Lopez
TUCSON, Arizona
CRD# 4314767
Laurence Edward Lof
TUCSON, Arizona
CRD# 311668
05
Office Locations
TUCSON, Arizona
2 advisors
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Data sourced from SEC Form ADV filings. LOF LOPEZ & ASSOCIATES, LLC (CRD# 144370) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.