GALVIN, GAUSTAD & STEIN, LLC

SCOTTSDALE, Arizona·3 registered advisors·CRD# 153410

SEC# 801-714648480-776-1445

01

Firm Overview

AUM

$1.2B

Regulatory assets under management

Employees

14

Total firm employees

Advisors

3

Registered representatives

02

Services & Fees

Advisory Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Compensation

Percentage of AUM

Hourly charges

Subscription fees

03

Specialties

Financial Planning Investment Management Wealth Management

04

Advisors at GALVIN, GAUSTAD & STEIN, LLC

3 registered advisors

Mark Paul Stein

SCOTTSDALE, Arizona

Stephen Lee Gaustad

SCOTTSDALE, Arizona

Stephen Richard Galvin

SCOTTSDALE, Arizona

05

Office Locations

SCOTTSDALE, Arizona

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Data sourced from SEC Form ADV filings. GALVIN, GAUSTAD & STEIN, LLC (CRD# 153410) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.