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ENGINE NO.1 LLC
ENGINE NO.1 LLC
SAN FRANCISCO, California
·
4 registered advisors
·
CRD# 311998
SEC# 801-120068
1
628-251-1222
01
Firm Overview
AUM
$300M
Regulatory assets under management
Employees
33
Total firm employees
Advisors
4
Registered representatives
02
Services & Fees
Advisory Services
Pension consulting
Compensation
Percentage of AUM
Performance-based fees
03
Specialties
Retirement Planning
04
Advisors at ENGINE NO.1 LLC
4 registered advisors
Christopher Medlock James
SAN FRANCISCO, California
CRD# 2075684
David Paine Swift
SAN FRANCISCO, California
CRD# 4846235
Nick Nmn Saint-Victor
SAN FRANCISCO, California
CRD# 5069355
Sandra Ann Kim-Suk
SAN FRANCISCO, California
CRD# 2228389
05
Office Locations
SAN FRANCISCO, California
4 advisors
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Data sourced from SEC Form ADV filings. ENGINE NO.1 LLC (CRD# 311998) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.