DUKE FUNDING MANAGEMENT, L.L.C.

OLD GREENWICH, Connecticut·2 registered advisors·CRD# 117590
SEC# 801-610090203-698-1200
01

Firm Overview

AUM
$150M
Regulatory assets under management
Employees
162
Total firm employees
Advisors
2
Registered representatives
02

Services & Fees

Advisory Services
Pension consulting
Compensation
Percentage of AUM
Performance-based fees
03

Specialties

Retirement Planning
04

Advisors at DUKE FUNDING MANAGEMENT, L.L.C.

2 registered advisors
David Charles Rice
OLD GREENWICH, Connecticut
Richard Anthony Daley
OLD GREENWICH, Connecticut
05

Office Locations

OLD GREENWICH, Connecticut
2 advisors

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Data sourced from SEC Form ADV filings. DUKE FUNDING MANAGEMENT, L.L.C. (CRD# 117590) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.