DRAGON FINANCIAL AND INVESTMENT GROUP, LLC

DRAGON FINANCIAL GROUP
SAN MATEO, California·1 registered advisor·CRD# 157936
SEC# 801-79669650-571-8888
01

Firm Overview

AUM
$134M
Regulatory assets under management
Employees
17
Total firm employees
Advisors
1
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: SEMIANNUAL CHARGES
03

Specialties

Financial PlanningInvestment Management
04

Advisors at DRAGON FINANCIAL AND INVESTMENT GROUP, LLC

1 registered advisor
Walter Rae Chao
SAN MATEO, California
CFPChFC
05

Office Locations

SAN MATEO, California
1 advisor

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Data sourced from SEC Form ADV filings. DRAGON FINANCIAL AND INVESTMENT GROUP, LLC (CRD# 157936) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.