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DFW CAPITAL MANAGEMENT, LLC
DFW CAPITAL MANAGEMENT, LLC
NEW YORK, New York
·
6 registered advisors
·
CRD# 157337
SEC# 801-74370
5
201-836-6000
01
Firm Overview
AUM
$2.1B
Regulatory assets under management
Employees
19
Total firm employees
Advisors
6
Registered representatives
02
Services & Fees
Advisory Services
Pension consulting
Compensation
Percentage of AUM
Performance-based fees
Other: PORTFOLIO COMPANY MANAGEMENT FEES
03
Specialties
Retirement Planning
04
Advisors at DFW CAPITAL MANAGEMENT, LLC
6 registered advisors
Brett Lawrence Prager
NEW YORK, New York
CRD# 4439551
Brian Christopher Tilley
NEW YORK, New York
CRD# 2648426
Cheri Elise Lieberman
NEW YORK, New York
CRD# 6023586
Donald Franklin Demuth
TEANECK, New Jersey
CRD# 65269
Douglas Hamlin Gilbert
NEW YORK, New York
CRD# 2179625
Keith Walton Pennell
NEW YORK, New York
CRD# 1992487
05
Office Locations
NEW YORK, New York
5 advisors
TEANECK, New Jersey
1 advisor
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Data sourced from SEC Form ADV filings. DFW CAPITAL MANAGEMENT, LLC (CRD# 157337) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.