DEMPSEY LORD SMITH, LLC

ROME, Georgia·5 registered advisors·CRD# 141238
SEC# 801-10808760706.238.9575
01

Firm Overview

AUM
$586M
Regulatory assets under management
Employees
106
Total firm employees
Advisors
5
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
03

Specialties

Financial PlanningInvestment Management
04

Advisors at DEMPSEY LORD SMITH, LLC

5 registered advisors
Duvan Ledbetter Brock
ROME, Georgia
Ernest Liddell Smith
ROME, Georgia
Jerry Eskel Jr Dempsey
ROME, Georgia
John Hayward Lord
ROME, Georgia
Kathi Renee Mansfield
ROME, Georgia
05

Office Locations

ROME, Georgia
5 advisors

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Data sourced from SEC Form ADV filings. DEMPSEY LORD SMITH, LLC (CRD# 141238) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.