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COWEN PRIME ADVISORS LLC
COWEN PRIME ADVISORS LLC
NEW YORK, New York
·
4 registered advisors
·
CRD# 315686
SEC# 801-72184
1
646-562-1010
01
Firm Overview
AUM
$345M
Regulatory assets under management
Employees
4
Total firm employees
Advisors
4
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (individuals)
Selection of other advisers
Compensation
Percentage of AUM
03
Specialties
Investment Management
Wealth Management
Fee-Only Advisory
04
Advisors at COWEN PRIME ADVISORS LLC
4 registered advisors
Daniel S. Charney
NEW YORK, New York
CRD# 2158255
Joel Kasunuran Potenciano
NEW YORK, New York
CRD# 5827311
John Holmes
NEW YORK, New York
CRD# 1281617
Ralph Edward Poppell
NEW YORK, New York
CRD# 1683087
05
Office Locations
NEW YORK, New York
4 advisors
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Data sourced from SEC Form ADV filings. COWEN PRIME ADVISORS LLC (CRD# 315686) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.