CATON FINANCIAL, INC.

SAN RAFAEL, California·2 registered advisors·CRD# 128101
SEC# 801-62440415-461-6248
01

Firm Overview

AUM
$139M
Regulatory assets under management
Employees
4
Total firm employees
Advisors
2
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: THIRD PARTY ADVISORY FEES
03

Specialties

Financial PlanningInvestment Management
04

Advisors at CATON FINANCIAL, INC.

2 registered advisors
Jodi Lynn Johnson
SAN RAFAEL, California
Nancy Kay Caton
SAN RAFAEL, California
05

Office Locations

SAN RAFAEL, California
2 advisors

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Data sourced from SEC Form ADV filings. CATON FINANCIAL, INC. (CRD# 128101) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.