Home
›
Firms
›
CARROLL FINANCIAL ASSOCIATES INC
CARROLL FINANCIAL ASSOCIATES INC
CHARLOTTE, North Carolina
·
5 registered advisors
·
CRD# 105427
SEC# 801-15517
5
704-553-8006
01
Firm Overview
AUM
$4.1B
Regulatory assets under management
Employees
52
Total firm employees
Advisors
5
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Market timing services
Charitable organization or education services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
03
Specialties
Financial Planning
Investment Management
Wealth Management
04
Advisors at CARROLL FINANCIAL ASSOCIATES INC
5 registered advisors
Benjamin Kelly Graves
CHARLOTTE, North Carolina
CRD# 1233469
Carl Alan Brooks
CHARLOTTE, North Carolina
CRD# 823488
John Andrew Patterson
CHARLOTTE, North Carolina
CRD# 1588308
Kristopher Wayne Carroll
CHARLOTTE, North Carolina
CRD# 3238874
Larry Wayne Carroll
CHARLOTTE, North Carolina
CRD# 1026306
05
Office Locations
CHARLOTTE, North Carolina
5 advisors
Research financial advisors
Browse all registered financial advisors or search by location and specialty.
Browse All Advisors
Data sourced from SEC Form ADV filings. CARROLL FINANCIAL ASSOCIATES INC (CRD# 105427) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.