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CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC
NEW YORK, New York
·
9 registered advisors
·
CRD# 155563
SEC# 801-73004
4
212-232-1420
01
Firm Overview
AUM
$69.3B
Regulatory assets under management
Employees
284
Total firm employees
Advisors
9
Registered representatives
02
Services & Fees
Advisory Services
Pension consulting
Selection of other advisers
Compensation
Percentage of AUM
Subscription fees
Performance-based fees
03
Specialties
Retirement Planning
Wealth Management
04
Advisors at CAPSTONE INVESTMENT ADVISORS, LLC
9 registered advisors
Emily Ann Locher
NEW YORK, New York
CRD# 6359646
Gilfelix Ong Cua
NEW YORK, New York
CRD# 2380833
Jonathan Edward Hugh Sorrell
NEW YORK, New York
CRD# 4216608
Joseph John Lucas
NEW YORK, New York
CRD# 1286014
Matthew Raymond Tonelli
NEW YORK, New York
CRD# 4709338
Niall William Cameron
NEW YORK, New York
CRD# 7616868
Paul Matthew Britton
NEW YORK, New York
CRD# 4473988
Robert Jan Kolodziej
NEW YORK, New York
CRD# 5010203
Vincent James Viola
NEW YORK, New York
CRD# 2836126
05
Office Locations
NEW YORK, New York
9 advisors
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Data sourced from SEC Form ADV filings. CAPSTONE INVESTMENT ADVISORS, LLC (CRD# 155563) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.