CAPRICORN INVESTMENT GROUP LLC

PALO ALTO, California·6 registered advisors·CRD# 147417
SEC# 801-696021650-331-8800
01

Firm Overview

AUM
$9.4B
Regulatory assets under management
Employees
32
Total firm employees
Advisors
6
Registered representatives
02

Services & Fees

Advisory Services
Portfolio management (individuals)
Pension consulting
Security ratings or pricing services
Compensation
Percentage of AUM
Performance-based fees
03

Specialties

Investment ManagementRetirement Planning
04

Advisors at CAPRICORN INVESTMENT GROUP LLC

6 registered advisors
Dawnae Marie Dodds
PALO ALTO, California
Dipender (nmn) Saluja
PALO ALTO, California
Eric John Techel
PALO ALTO, California
John Varlas Jonson
PALO ALTO, California
Michael John Mccullough
PALO ALTO, California
Yiu Bong Alan (nmn) Chang
PALO ALTO, California
05

Office Locations

PALO ALTO, California
6 advisors

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Data sourced from SEC Form ADV filings. CAPRICORN INVESTMENT GROUP LLC (CRD# 147417) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.