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CALDWELL ADVISORS, LLC
CALDWELL ADVISORS, LLC
BRENTWOOD, Tennessee
·
2 registered advisors
·
CRD# 144408
SEC# 801-106730
3
615-370-8988
01
Firm Overview
AUM
$323M
Regulatory assets under management
Employees
8
Total firm employees
Advisors
2
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
03
Specialties
Financial Planning
Investment Management
Wealth Management
04
Advisors at CALDWELL ADVISORS, LLC
2 registered advisors
Billy Ray Caldwell
BRENTWOOD, Tennessee
CRD# 2183471
Natasha Lee Smith
BRENTWOOD, Tennessee
CRD# 3255758
05
Office Locations
BRENTWOOD, Tennessee
2 advisors
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Data sourced from SEC Form ADV filings. CALDWELL ADVISORS, LLC (CRD# 144408) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.