Home
›
Firms
›
BATES FINANCIAL ADVISORS, INC.
BATES FINANCIAL ADVISORS, INC.
ROCKFORD, Illinois
·
8 registered advisors
·
CRD# 116515
SEC# 801-72191
0
815-332-4020
01
Firm Overview
AUM
$430M
Regulatory assets under management
Employees
9
Total firm employees
Advisors
8
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Compensation
Percentage of AUM
Subscription fees
03
Specialties
Financial Planning
Investment Management
04
Advisors at BATES FINANCIAL ADVISORS, INC.
8 registered advisors
Amber Megan Sanders
ROCKFORD, Illinois
CRD# 4768707
Carol Eveline Bates
ROCKFORD, Illinois
CRD# 1463859
Catherine Carber
ROCKFORD, Illinois
CRD# 7244541
George Ernest Bates
ROCKFORD, Illinois
CRD# 14642
James Michael Hansberry
ROCKFORD, Illinois
CRD# 1384674
Larry Joseph Helling
ROCKFORD, Illinois
CRD# 7052237
Thomas David Budd
ROCKFORD, Illinois
CRD# 7051127
Todd Alan Gipple
ROCKFORD, Illinois
CRD# 7052240
05
Office Locations
ROCKFORD, Illinois
8 advisors
Research financial advisors
Browse all registered financial advisors or search by location and specialty.
Browse All Advisors
Data sourced from SEC Form ADV filings. BATES FINANCIAL ADVISORS, INC. (CRD# 116515) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.