AEGIS CAPITAL, LLC

CHARLOTTE, North Carolina·2 registered advisors·CRD# 125376

SEC# 801-63063704-895-6133

01

Firm Overview

AUM

$3M

Regulatory assets under management

Employees

11

Total firm employees

Advisors

2

Registered representatives

02

Services & Fees

Advisory Services

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Compensation

Percentage of AUM

03

Specialties

Investment Management Wealth Management Fee-Only Advisory

04

Advisors at AEGIS CAPITAL, LLC

2 registered advisors

John Robin Lakian

CHARLOTTE, North Carolina

Peter Tomlinson Roe

CHARLOTTE, North Carolina

05

Office Locations

CHARLOTTE, North Carolina

Research financial advisors

Browse all registered financial advisors or search by location and specialty.

Browse All Advisors

Data sourced from SEC Form ADV filings. AEGIS CAPITAL, LLC (CRD# 125376) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.