Unclaimed Profile

Lisa Carolyn Taylor

NORTHERN TRUST INVESTMENTS, INCORPORATED·CHICAGO, Illinois

NORTHERN TRUST INVESTMENTS, INCORPORATED

50 S LASALLE STREET, CHICAGO, IL 60603-1008CRD# 6694178Firm CRD# 105780

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lisa Carolyn Taylor · CHICAGO, IL

Registration

CRD #6694178 · NORTHERN TRUST INVESTMENTS, INCORPORATED

Brand Profile

Not yet started

Disclosure history

5 disclosures on file · See FINRA BrokerCheck for full record

About

Lisa Carolyn Taylor is a registered financial advisor based in CHICAGO, Illinois, affiliated with NORTHERN TRUST INVESTMENTS, INCORPORATED. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Client Types

Individuals

Institutional Investors

Pension & Retirement Plans

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

NORTHERN TRUST INVESTMENTS, INCORPORATED

AUM

$1016.6B

Regulatory assets under management

Employees

674

Total firm employees

View all advisors at NORTHERN TRUST INVESTMENTS, INCORPORATED →

Services

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Background

Compensation

Percentage of AUM

Fixed fees

Subscription fees

Performance-based fees

Other: TRANSITION MANAGEMENT SERVICE FEES

Regulatory

SEC/IARD CRD# 6694178

Firm CRD# 105780

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Lisa Carolyn Taylor offer?

Lisa Carolyn Taylor specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Lisa Carolyn Taylor's credentials?

Lisa Carolyn Taylor is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lisa Carolyn Taylor located?

Lisa Carolyn Taylor is based in CHICAGO, Illinois, working with NORTHERN TRUST INVESTMENTS, INCORPORATED. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Lisa Carolyn Taylor charge for services?

Lisa Carolyn Taylor's firm is compensated through percentage of aum, fixed fees, subscription fees, performance-based fees, other: transition management service fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTHERN TRUST INVESTMENTS, INCORPORATED?

NORTHERN TRUST INVESTMENTS, INCORPORATED has approximately 674 employees and manages $1016.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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