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Christopher Warren Carlson

NORTHERN TRUST INVESTMENTS, INCORPORATED·CHICAGO, Illinois
NORTHERN TRUST INVESTMENTS, INCORPORATED
50 S LASALLE STREET, CHICAGO, IL 60603-1008CRD# 5899937Firm CRD# 105780

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Christopher Warren Carlson · CHICAGO, IL
Registration
CRD #5899937 · NORTHERN TRUST INVESTMENTS, INCORPORATED
Brand Profile
Not yet started
Disclosure history
5 disclosures on file · See FINRA BrokerCheck for full record
01

About

Christopher Warren Carlson is a registered financial advisor based in CHICAGO, Illinois, affiliated with NORTHERN TRUST INVESTMENTS, INCORPORATED. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
Nonprofits & Foundations
Introduction

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03

Firm Overview

Firm
NORTHERN TRUST INVESTMENTS, INCORPORATED
NORTHERN TRUST INVESTMENTS, INCORPORATED
AUM
$1016.6B
Regulatory assets under management
Employees
674
Total firm employees
View all advisors at NORTHERN TRUST INVESTMENTS, INCORPORATED →
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Market timing services
Charitable organization or education services
Other
04

Background

Compensation
Percentage of AUM
Fixed fees
Subscription fees
Performance-based fees
Other: TRANSITION MANAGEMENT SERVICE FEES
Regulatory
SEC/IARD CRD# 5899937
Firm CRD# 105780
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Christopher Warren Carlson offer?
Christopher Warren Carlson specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.
What are Christopher Warren Carlson's credentials?
Christopher Warren Carlson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Christopher Warren Carlson located?
Christopher Warren Carlson is based in CHICAGO, Illinois, working with NORTHERN TRUST INVESTMENTS, INCORPORATED. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Christopher Warren Carlson charge for services?
Christopher Warren Carlson's firm is compensated through percentage of aum, fixed fees, subscription fees, performance-based fees, other: transition management service fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NORTHERN TRUST INVESTMENTS, INCORPORATED?
NORTHERN TRUST INVESTMENTS, INCORPORATED has approximately 674 employees and manages $1016.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Kaushal Harshad Joshi
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Lisa Carolyn Taylor
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Alan W. Robertson
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Research
Advisor Fees in IllinoisNational Fee Analysis
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