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Stephen Klyce Thomas

THOMAS CROWN CAPITAL, LLC·ATLANTA, Georgia
Clean recordTHOMAS CROWN CAPITAL, LLC
90 WEST WIEUCA RD., ATLANTA, GA 30342CRD# 6394283Firm CRD# 173018

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Klyce Thomas · ATLANTA, GA
Registration
CRD #6394283 · THOMAS CROWN CAPITAL, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Stephen Klyce Thomas is a registered financial advisor based in ATLANTA, Georgia, affiliated with THOMAS CROWN CAPITAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Institutional Investors
Introduction

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03

Firm Overview

Firm
THOMAS CROWN CAPITAL, LLC
THOMAS CROWN CAPITAL, LLC
AUM
$1M
Regulatory assets under management
Employees
2
Total firm employees
Services
Portfolio management (pooled investments)
Other
04

Background

Compensation
Percentage of AUM
Other: 12B-1 FEES FROM THOMAS CROWN GLOBAL LONG/SHORT EQUITY FD
Regulatory
SEC/IARD CRD# 6394283
Firm CRD# 173018
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05

Frequently Asked Questions

What services does Stephen Klyce Thomas offer?
Stephen Klyce Thomas specializes in Investment Management. Contact their office in ATLANTA, Georgia for a consultation.
What are Stephen Klyce Thomas's credentials?
Stephen Klyce Thomas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Klyce Thomas located?
Stephen Klyce Thomas is based in ATLANTA, Georgia, working with THOMAS CROWN CAPITAL, LLC. Their office serves clients in the ATLANTA metropolitan area and surrounding communities.
How does Stephen Klyce Thomas charge for services?
Stephen Klyce Thomas's firm is compensated through percentage of aum, other: 12b-1 fees from thomas crown global long/short equity fd. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THOMAS CROWN CAPITAL, LLC?
THOMAS CROWN CAPITAL, LLC has approximately 2 employees and manages $1M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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